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Risk-based Market Conduct Committee (RbMC)


The objective of this committee was to develop and document a vision of risk based market conduct regulation.

Fall 2008: CCIR agreed to the posting of finalized English and French versions of An Approach to Risk-based Market Conduct Regulation on the CCIR website.

In spring 2009, CCIR approved the use of the Approach paper as a framework for risk-based regulation. Regulators will continue to develop risk-based market conduct regulatory tools and practices for use in their individual jurisdictions and share them with CCIR.

The CCIR thanked the RbMC Committee for a job well done, noted that they have fulfilled their mandate admirably and agreed to disband the committee.

Documents & Publications

PDF icon  Final Report: An Approach to Risk-based Market Conduct Regulation

PDF icon  Stakeholder Submissions: An Approach to Risk-based Market Conduct Regulation

PDF icon  Consultation Document: An Approach to Risk-based Market Conduct Regulation

PDF icon  Risk-based Market Conduct Questionnaire (L&H)

PDF icon  Risk-based Market Conduct Questionnaire (P&C)

PDF icon  Report: Risk-Based Market Conduct Regulation - A Survey of Approaches

PDF icon  Life Insurance Companies Self-Assessment Questionnaire - Market Conduct

PDF icon  Letter to Life and Health Insurers: Market Conduct Examination of Life and Health Insurers

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