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Canadian Council of Insurance Regulators
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Segregated Funds Working Group


The mandate of this working group is to refresh regulators’ understanding of segregated funds and changes to the products and marketing since the last review and to review the regulation of segregated funds, including an assessment of potential risk of regulatory arbitrage by dually licensed (insurance and mutual funds) insurance agents.

Document Name Description Date Published
PDF icon  News Release: CCIR-CISRO Position on the Discussion Paper on Upfront Compensation in Segregated Funds News Release May 2023
PDF icon  News Release: CSA-CCIR Canadian financial regulators enhance cost reporting requirements for investment funds and individual segregated fund contracts News Release April 2023
PDF icon  CSA-CCIR - Segregated Funds - Total Cost Reporting (TCR) - Annexes Segregated Funds Working Group - Total Cost Reporting Annexes April 2023
PDF icon  CCIR/CISRO - Upfront Compensation Submissions for Segregated Funds CCIR CISRO Upfront Compensation Submissions November 2022
PDF icon  News Release: CCIR and CISRO statement on Deferred Sales Charges News Release February 2022
PDF icon  News Release: Insurance Regulators Release Model Disclosure Document for Segregated Funds News Release June 2018
PDF icon  Segregated Funds Working Group Position Paper: Amended Appendix IV Amended Appendix IV June 2018
PDF icon  Prototype Client Account Statement Prototype Client Account Statement June 2018
PDF icon  Segregated Funds Working Group Position Paper Segregated Funds Working Group Position Paper December 2017
PDF icon  Segregated Funds Working Group Issues Paper Segregated Funds Working Group Issues Paper May 2016

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