logo
Canadian Council of Insurance Regulators
ccir-ccrra@fsrao.ca 416 590-7257/1 800 668-0128 ext 7257 Login Français
  •   Home
  • About CCIR
    • Who We Are
    • Strategic Plans
    • Members
    • Contact CCIR
    • Disclaimer
  • Current Initiatives
    • Assuris-PACICC Committee
    • Climate Change, Natural Catastrophes and Consumer Awareness Working Group
    • Cooperative Supervision Oversight Committee
    • Electronic Commerce Committee
    • Fair Treatment of Customers Working Group
    • Fintech Working Group
    • Forms Committee
    • Forum on Regulatory Capital Requirements for Insurers
    • OmbudServices Oversight Standing Committee
    • Regulatory Harmonization and Coordination Working Group
    • Segregated Funds Working Group
  • News & Publications
    • CCIR Communique
    • Press Releases
    • Papers & Reports
    • Consultation Documents
    • Archives
  • Harmonized Forms
    • Insurers Application
    • Application Fees
    • Agent & Broker Applications
    • Life Insurance Replacement Declaration Form
    • Annual Statement on Market Conduct
  • Fintech Advisory Hub
    • CCIR-CISRO Fintech Advisory Hub
    • Canadian Insurance Regulatory Frameworks - Jurisdictional Overview

Segregated Funds Working Group


The mandate of this working group is to refresh regulators’ understanding of segregated funds and changes to the products and marketing since the last review and to review the regulation of segregated funds, including an assessment of potential risk of regulatory arbitrage by dually licensed (insurance and mutual funds) insurance agents.

Document Name Description Date Published
PDF icon  News Release: CCIR-CISRO Position on the Discussion Paper on Upfront Compensation in Segregated Funds News Release May 2023
PDF icon  News Release: CSA-CCIR Canadian financial regulators enhance cost reporting requirements for investment funds and individual segregated fund contracts News Release April 2023
PDF icon  CSA-CCIR - Segregated Funds - Total Cost Reporting (TCR) - Annexes Segregated Funds Working Group - Total Cost Reporting Annexes April 2023
PDF icon  CCIR/CISRO - Upfront Compensation Submissions for Segregated Funds CCIR CISRO Upfront Compensation Submissions November 2022
PDF icon  News Release: CCIR and CISRO statement on Deferred Sales Charges News Release February 2022
PDF icon  News Release: Insurance Regulators Release Model Disclosure Document for Segregated Funds News Release June 2018
PDF icon  Segregated Funds Working Group Position Paper: Amended Appendix IV Amended Appendix IV June 2018
PDF icon  Prototype Client Account Statement Prototype Client Account Statement June 2018
PDF icon  Segregated Funds Working Group Position Paper Segregated Funds Working Group Position Paper December 2017
PDF icon  Segregated Funds Working Group Issues Paper Segregated Funds Working Group Issues Paper May 2016


Copyright © 2023 Canadian Council of Insurance Regulators. All rights reserved!